Our firm’s attorneys combine senior level government experience in regulation and enforcement, along with years of counseling and defending clients in regulatory matters. We have experience in investigations and enforcement matters involving international, federal and state banking and securities regulators, DOJ, the SEC, the CFTC, FINRA, the NFA, OFAC, the IRS, the FTC, and state Attorneys General.

Our subject matter expertise includes counseling on geopolitical and commercial risk in Asia and Europe, with particular expertise in China; risk management and control; data privacy and cybersecurity; anti-money laundering, sanctions and other financial crimes risks; market manipulation; and regulatory licensing requirements, among others.