Representative Matters

Lynn Neils

  • Represented multiple corporate executives of a large European pharmaceutical company in connection with a DOJ/SEC FCPA investigation involving activities in Eastern Europe and Africa.
  • Represented a former top executive of a foreign bank in connection with a money laundering and fraud investigation by the DOJ and SEC.
  • Represented a Fortune 50 Health Sciences Company in a global AML and FCPA self-assessment.
  • Represented a large oil and gas company in connection with a criminal false statements investigation by the EPA and DOJ.
  • Represented a Fortune 500 oil and gas company in connection with a fraud investigation by the CFTC.
  • Represented a multinational Fortune 100 Insurance Company in connection with an internal FCPA compliance investigation.
  • Represented a senior executive at a large media company in connection with a fraud investigation by the U.S. Attorney’s Office for the SDNY.
  • Engaged by a large multinational engineering company in connection with an FCPA internal review.
  • Engaged by a large consumer products company to provide FCPA advice regarding its compliance program and its operations, including the retention of third parties, in China.
  • Engaged by a Fortune 100 Life Sciences company to coordinate the investigation of suspected FCPA violations in India, Ukraine, China and Brazil, and to advise the company’s Internal Audit Department on conducting FCPA audits to ensure compliance.
  • Engaged by a CEO of a large quasi-public power company in connection with a public corruption investigation by the U.S. Attorney’s Office for the Southern District of New York.
  • Engaged to represent the Director of Product Investigations of General Motors in connection with the criminal investigation by the U.S. Attorney’s Office for the Southern District of New York related to GM’s recall of vehicles for defective ignition switches.
  • Engaged by a Fortune 100 Life Sciences company to represent it in connection with an anti-kickback and off-label promotion investigation by the Department of Justice and the U.S. Attorney’s Office for the District of Tennessee.
  • Represented a former high-level executive in London of a U.S. Rating Agency in connection with a criminal fraud investigation by the U.S. Attorney’s Office for the Eastern District of New York and a follow-on civil investigation by the DOJ.
  • Engaged by the President of a subsidiary of a large Government Contractor to represent him in connection with a False Claims Act investigation by the U.S. Attorney’s Office for the Southern District of New York.
  • Representing a former executive in a life sciences company in connection with an investigation by DOJ and the SEC of alleged FCPA violations in multiple Eastern European countries.
  • Engaged by two former bankers at a large Financial Institution in connection with the CFTC’s investigation into the alleged manipulation of the ISDAFIX rate.
  • Engaged by a former analyst for a Hedge Fund in connection with an SEC investigation into alleged market manipulation and insider trading.
  • Engaged by a large public Financial Services company to conduct an internal investigation into alleged accounting irregularities.
  • Represented several executives in the investigations by the U.S. Department of Justice related to alleged violations of U.S. Sanctions against Iran and other federal statutes by ING, HSBC and Standard Chartered Bank.
  • Represented a large Electronics company in an internal investigation into allegations it assisted a public company in falsely inflating its sales numbers.
  • Engaged by a large Oil and Gas company to conduct FCPA due diligence in connection with a proposed acquisition.
  • Represented a Director of a Broker/Dealer under investigation by the U.S. Attorney’s Office for the Southern District of New York and the Securities Exchange Commission for securities fraud.
  • Represented the Chief Compliance Officer of a Broker/Dealer in an SEC Enforcement action involving allegations of churning in customer accounts.
  • Represented the former Chief Financial Officer of AIG in connection with the fraud investigation by the Department of Justice in the wake of the 2008 Financial Crisis related to AIG’s handling of its portfolio of Credit Default Swaps.